Top 10 NISM Exam Books

  • Blog|Income Tax|
  • 4 Min Read
  • By Taxmann
  • |
  • Last Updated on 27 April, 2023

NISM Certification Programs:

NISM certification programs aim to enhance the quality and standards of professionals employed in various segments of the financial services sector. NISM’s School for Certification of Intermediaries (SCI) develops and conducts certification examinations and programs like Continuing Professional Education (CPE) that aim to ensure that professionals meet the defined minimum common knowledge benchmark for various critical market functions.
 
NISM Certifications establishes a knowledge benchmark for various market products and functions such as Equities, Derivatives, Mutual Funds, Compliance Operations, Advisory & Research. 

Here are the Best Books for NISM Certification:

1. NISM Mutual Fund Distributor

Product image

NISM-Series-V-A: The purpose of the Mutual Fund Distributors Certification Examination is to set a common minimum knowledge benchmark for everybody who is involved in the selling and distribution of mutual funds. You may purchase this book online here.

2. Investment Advisor Level 1 & Level 2: 

NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination along with the NISM-Series-X-B: 

Product image

Investment Adviser (Level 2) Certification Examination intends to set a common minimum knowledge benchmark for everybody who is associated and registered as an investment adviser, partners, or representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and is offering investment advisory services to their clients. 

3. NISM Research Analyst:

NISM-Series-XV: Research Analyst Certification Examination seeks to establish a common minimum knowledge benchmark for professionals who are registered as Research Analyst under SEBI (Research Analyst) Regulations, 2014, individuals employed as a research analyst and partners of a Research Analyst.

4. NISM Equity Derivatives:

Product image

NISM-Series-VIII: Equity Derivatives Certification Examination seeks to create a common minimum knowledge benchmark for professionals functioning as approved users and sales personnel of the trading member of an equity derivatives exchange or equity derivative segment of a recognized stock exchange.

5. NISM Series V-C Mutal Fund Distributor Level 2: 

Product image

 

NISM-Series-V-C: Mutual Fund Distributors (Level 2) Certification Examination seeks to create a common minimum knowledge benchmark for associated persons, i.e., distributors, agents, or any persons employed or engaged or to be employed or engaged in the sale and/or distribution of mutual fund products and advisory functions, in order to ensure a better understanding of features of advanced mutual fund products, fund valuation, fund performance measurements, investor service, and related regulations.

6. Mutual Fund Foundation: 

NISM-Series-V-B: Mutual Fund Foundation Certification Examination seeks to create a common minimum knowledge benchmark for the mutual fund distributors who are involved in selling and distributing of simple and performing mutual fund schemes 

7. NISM-Series-XII: Securities Market Foundation: 

Product image

NISM-Series-XII: Securities Markets Foundation Certification Examination is for entry-level professionals, who wish to make a career in the securities markets.

8. NISM Securities Operations & Risk Management:

Product image

NISM-Series-VII: Securities Operations and Risk Management Certification Examination seeks to create a common minimum knowledge benchmark for associated persons of a registered stock-broker/trading member/clearing member in recognized stock exchanges, etc.

9. NISM Currency Derivatives: 

NISM-Series-I: Currency Derivatives Certification Examination seeks to create a common minimum knowledge benchmark for professionals functioning as approved users and sales personnel of the trading member of the currency derivative segment of a recognized stock exchange.

10. Mutual Fund Distributors in Hindi: 

Product image

Also available in Hindi, this book helps those who are preparing for the Mutual Funds Distributors Certificate Examination

Disclaimer: The content/information published on the website is only for general information of the user and shall not be construed as legal advice. While the Taxmann has exercised reasonable efforts to ensure the veracity of information/content published, Taxmann shall be under no liability in any manner whatsoever for incorrect information, if any.

6 thoughts on “Top 10 NISM Exam Books”

  1. I am interested in investing and trading in stocks. I am totally new to this market but I have some keen interest in it. Kindly suggest me some course for newcomers or beginners.

    1. first of all if you are a beginner then you learn how to market work and gian your knowledge by some free courses or cheap courses then you ready to prepare for NISM Course after that you may go for equity and Derivative market

  2. I want to know how mutual fund industry works and how all the things happen in mutual fund how to analyse mutual funds based in their performances.

    so which exam should I choose

  3. I am an NRI holder ,sooner i will retired and back to home .i am interesting in mutual fund agent work.
    kindly advise what are basic courses should i do prior to become agent

Leave a Reply

Your email address will not be published. Required fields are marked *

Everything on Tax and Corporate Laws of India

To subscribe to our weekly newsletter please log in/register on Taxmann.com

Author: Taxmann

Taxmann Publications has a dedicated in-house Research & Editorial Team. This team consists of a team of Chartered Accountants, Company Secretaries, and Lawyers. This team works under the guidance and supervision of editor-in-chief Mr Rakesh Bhargava.

The Research and Editorial Team is responsible for developing reliable and accurate content for the readers. The team follows the six-sigma approach to achieve the benchmark of zero error in its publications and research platforms. The team ensures that the following publication guidelines are thoroughly followed while developing the content:

  • The statutory material is obtained only from the authorized and reliable sources
  • All the latest developments in the judicial and legislative fields are covered
  • Prepare the analytical write-ups on current, controversial, and important issues to help the readers to understand the concept and its implications
  • Every content published by Taxmann is complete, accurate and lucid
  • All evidence-based statements are supported with proper reference to Section, Circular No., Notification No. or citations
  • The golden rules of grammar, style and consistency are thoroughly followed
  • Font and size that's easy to read and remain consistent across all imprint and digital publications are applied