SEBI Issues Guidelines to Strengthen Governance of Stock Exchanges, Clearing Corporations, and Depositories

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  • Last Updated on 25 November, 2024

Strengthen Governance of Stock Exchanges

Circular No. SEBI/HO/MRD/POD-3/P/CIR/2024/162; Dated: 22.11.2024

SEBI has issued certain guidelines to Stock Exchanges, Clearing Corporations, and Depositories (MIIs). As per the guidelines, MIIs must resolve whistle-blower complaints within 60 days of receiving them. The Audit Committee must receive and investigate the whistle-blower complaints. Further, MIIs must adopt advanced technologies such as Regulatory Technologies (RegTech) and Supervisory Technologies (SupTech) to strengthen their regulatory and supervision mechanisms.

Click Here To Read The Full Circular

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