SEBI Mandates Person or Entity Involved in Distribution of Portfolio Management Services to Get Registered With APMI

Circular No. SEBI/HO/IMD/IMD-PoD-1/P/CIR/2024/32; Dated: 02.05.2024 … Continue reading “SEBI Mandates Person or Entity Involved in Distribution of Portfolio Management Services to Get Registered With APMI”

SEBI Releases Framework for Administration and Supervision of Research Analysts and Investment Advisers

SEBI/HO/MIRSD/MIRSD-SEC-3/P/CIR/2024/34; Dated: 02.05.2024 Earlier, SEBI … Continue reading “SEBI Releases Framework for Administration and Supervision of Research Analysts and Investment Advisers”

Dept. Can’t Raise Demand of Interest on Delayed Furnishing of Return Without Initiating Any Adjudication Proceedings | HC

Case Details: East India Udyog … Continue reading “Dept. Can’t Raise Demand of Interest on Delayed Furnishing of Return Without Initiating Any Adjudication Proceedings | HC”

[Opinion] Failure to File Return of Allotment in E-Form PAS-3 Results in Severe Penalties for the Company and Its Directors

Prof R Balakrishnan – [2024] … Continue reading “[Opinion] Failure to File Return of Allotment in E-Form PAS-3 Results in Severe Penalties for the Company and Its Directors”