SEBI directs Investment Advisors and Research analysts to publish Investor Charter on their websites
- Blog|News|Company Law|
- < 1 minute
- By Taxmann
- |
- Last Updated on 15 December, 2021
Latest from Taxmann
Circular no. SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686/68, Dated: 13-12-2021
With an intent to provide relevant information to investors about the various activities of Investment Advisors (IA) and research analysts, the SEBI has prepared an Investor Charter (IC) for IA and research analysts. IC is a brief document containing details of service provided to investors, their rights, dos and don’ts, grievance handling mechanism, etc. SEBI has also directed all IA and Research Analysts to disclose on their website all complaints latest by 7th of succeeding month.
SEBI has advised the Registered Investment Advisers/ Research analysts to bring to the notice of their clients the Investor Charter by prominently displaying it on their websites and mobile applications. Investment Advisers not having websites/mobile applications shall, as a one-time measure, send Investor Charter to the investors on their registered e-mail address. Additionally, Research Analysts/ Investment advisers have been advised by the SEBI to display links/options to lodge a complaint about them directly on their websites and mobile apps. Additionally, a link to SCORES website/ link to download the mobile app (SEBI SCORES) may also be provided.
Click Here To Read The Full Notification
Disclaimer: The content/information published on the website is only for general information of the user and shall not be construed as legal advice. While the Taxmann has exercised reasonable efforts to ensure the veracity of information/content published, Taxmann shall be under no liability in any manner whatsoever for incorrect information, if any.
Taxmann Publications has a dedicated in-house Research & Editorial Team. This team consists of a team of Chartered Accountants, Company Secretaries, and Lawyers. This team works under the guidance and supervision of editor-in-chief Mr Rakesh Bhargava.
The Research and Editorial Team is responsible for developing reliable and accurate content for the readers. The team follows the six-sigma approach to achieve the benchmark of zero error in its publications and research platforms. The team ensures that the following publication guidelines are thoroughly followed while developing the content:
- The statutory material is obtained only from the authorized and reliable sources
- All the latest developments in the judicial and legislative fields are covered
- Prepare the analytical write-ups on current, controversial, and important issues to help the readers to understand the concept and its implications
- Every content published by Taxmann is complete, accurate and lucid
- All evidence-based statements are supported with proper reference to Section, Circular No., Notification No. or citations
- The golden rules of grammar, style and consistency are thoroughly followed
- Font and size that’s easy to read and remain consistent across all imprint and digital publications are applied
Sign Up
To subscribe to our weekly newsletter please log in/register on Taxmann.com
Latest Books
Everything on Tax and Corporate Laws of India
To subscribe to our weekly newsletter please log in/register on Taxmann.com
