Consequences of Violating Ethical Provisions | Professional and Legal Repercussions
In the field of chartered … Continue reading “Consequences of Violating Ethical Provisions | Professional and Legal Repercussions”
Circular No. SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/147; Dated: 25.10.2024 … Continue reading “SEBI Mandates a Non-individual Investment Adviser to Obtain Annual Compliance Certificate for Client-level Segregation”
Circular No. SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/148; Dated: 25.10.2024 … Continue reading “SEBI Releases a Periodic Reporting Format for Research Analysts and Proxy Advisers”
Public Notice No. II/21022/23(03)2024-FCRA-II; Dated: … Continue reading “FCRA Associations Permitted to File Another Application in Form FC-6E Even if One is Pending on FCRA Portal | MHA”