SEBI Flags Concerns Over SME Promoters’ Misleading Post-Listing Announcements and Actions
PR No. 18/2024; Dated: 28.08.2024 … Continue reading “SEBI Flags Concerns Over SME Promoters’ Misleading Post-Listing Announcements and Actions”
Company Law
[Analysis] Compliance for Non-Convertible Securities (NCS) – Key Proposals by SEBI
Non-convertible Securities (NCS) are financial … Continue reading “[Analysis] Compliance for Non-Convertible Securities (NCS) – Key Proposals by SEBI”
SEBI Proposes Self-Attestation of Documents, Replacing Notary or Gazetted Officer Attestation for Ease of Doing Business
Consultation Paper; Dated: 22.08.2024 SEBI … Continue reading “SEBI Proposes Self-Attestation of Documents, Replacing Notary or Gazetted Officer Attestation for Ease of Doing Business”
Research Analysts Must Be Entitled to Charge Fees for Providing Research Services to Clients | SEBI
Notification No. SEBI/LAD-NRO/GN/2024/199, Dated 19.08.2024 … Continue reading “Research Analysts Must Be Entitled to Charge Fees for Providing Research Services to Clients | SEBI”
SEBI Issues New ‘Cybersecurity and Cyber Resilience Framework’ for Regulated Entities
Circular No. SEBI/HO/ ITD-1/ITD_CSC_EXT/P/CIR/2024/113; Dated: … Continue reading “SEBI Issues New ‘Cybersecurity and Cyber Resilience Framework’ for Regulated Entities”
[Opinion] RD Overturns ROC’s Penalty on Kudos Finance for Incorrect Application of AOC-4 NBFC Filing Criteria | Penalty Waived
Prof R Balakrishnan – [2024] … Continue reading “[Opinion] RD Overturns ROC’s Penalty on Kudos Finance for Incorrect Application of AOC-4 NBFC Filing Criteria | Penalty Waived”
SEBI Notifies Format for Submitting Required Information for Registration as ‘Migrated Venture Capital Fund’
Circular No. SEBI/HO/AFD/AFD-POD-1/P/CIR/2024/111, Dated: 19.08.2024 … Continue reading “SEBI Notifies Format for Submitting Required Information for Registration as ‘Migrated Venture Capital Fund’”
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