[Opinion] Practicing Company Secretary Penalized by ROC for Incorrect Annual Return Certification
Prof R Balakrishnan – [2024] … Continue reading “[Opinion] Practicing Company Secretary Penalized by ROC for Incorrect Annual Return Certification”
Circular: SEBI/HO/MRD/TPD-1/P/CIR/2024/124 dated 20-09-2024 Earlier, … Continue reading “SEBI Updates SOP on ‘MIIs’ Penalties | MD and CTO Exempted From Fines for Technical Glitches”
Circular No. SEBI/HO/IMD/PoD2/P/CIR/2024/125; Dated: 20.09.2024 … Continue reading “SEBI Allows Flexibility to Mutual Funds to Buy and Sell Credit Default Swaps With Adequate Risk Management”
Circular No. SEBI/HO/AFD/PoD-1/P/CIR/2024/123; Dated: 19.09.2024 … Continue reading “SEBI Modifies Framework for Valuation of Investment Portfolio of AIFs”
Notification No. No. SEBI/LAD-NRO/GN/2024/205; Dated: … Continue reading “SEBI Amends NCS Norms, Reduces Draft Offer Document Review Period to 5 Days”
Circular No. SEBI/HO/MIRSD/MIRSD-POD-1/P/CIR/2024/120, Dated: 13.09.2024 … Continue reading “SEBI Introduces ‘Centralized Fee Collection Mechanism’ for Investment Advisers and Research Analysts”